Steel and Iron Products
Cold-rolled Carbon Steel Strips for Ball and Roller Bearing Cages/Retainers
Strategic Recommendations for Cold-rolled Carbon Steel Strips for Ball and Roller Bearing Cages/Retainers – IS 4397:1999
- Start BIS Certification Immediately
Apply for BIS certification under IS 4397:1999 without delay, as enforcement is already in effect from 29th August 2024. - Engage ERA Compliance Experts
ERA will assist with BIS license filing, testing coordination, factory audits, and ISI marking compliance. - Reach Out for Support
📧 cs@eraglobal.co.in | 📞 +91 9599296331 | 💬 WhatsApp – Get complete assistance for certification filing, audit readiness, and compliance clarifications. - Track QCO Updates & Subscribe ERA Newsletter
Subscribe to ERA Newsletter for real-time updates on QCO amendments, Gazette notifications, and compliance deadlines. - Ensure ISI Marking & Test Certification
Every consignment must bear the ISI mark and be accompanied by a BIS Test Certificate before sale, import, or distribution in India.
| Section | Details |
|---|---|
| Product Name | Cold-rolled Carbon Steel Strips for Ball and Roller Bearing Cages/Retainers |
| Applicable Indian Standard (IS) No. | IS 4397:1999 |
| Title of Indian Standard | Specification for Cold-rolled Carbon Steel Strips for Ball and Roller Bearing Cages/Retainers |
| ITC (HS) Code | 72091610, 72091690, 72091700, 72091800, 72299020, 72299040, 72299090 |
| Quality Control Order | Covered under the Steel and Steel Products (Quality Control) Order, 2024 |
| Notification & Amendments | S.O. 3716(E), dated 29th August 2024 (superseding S.O. 574(E), dated 5th February 2024) |
| Final Enforcement Date | With immediate effect – 29th August 2024 |
| Objective & Scope | To mandate quality, strength, and dimensional accuracy of cold-rolled carbon steel strips used in ball and roller bearing cages/retainers through BIS certification. |
| Products Covered | Cold-rolled carbon steel strips intended for manufacture of ball and roller bearing cages/retainers. |
| Exemptions | Products manufactured solely for export and conforming to buyer-specified foreign standards. |
| Industries Impacted | - Bearing manufacturing industry - Automotive and railways - Machinery and equipment manufacturers - Aerospace and defense sectors |
| Mandatory Compliance | - All covered products must bear the ISI mark under a valid BIS license (Scheme-I). - Each consignment must be accompanied by a BIS Test Certificate. |
| Next Steps for Stakeholders | - Apply for BIS certification under IS 4397:1999. - Upgrade quality testing and documentation systems. - Ensure ISI marking before sale, import, or distribution. - Align procurement with BIS-certified suppliers. |
| Legal Framework Provision & Enforcement | Governed under Sections 16, 17, and 25(3) of the BIS Act, 2016; BIS is the enforcement authority. |
| Penalties | Imprisonment up to 2 years or fine of not less than ₹2 lakh (extendable up to 10× the value of goods) or both. Continuing offences may attract an additional ₹5,000 per day fine. |
| Supersession & Amendment Clause | Supersedes the earlier Steel and Steel Products (QCO) 2024 issued via S.O. 574(E). Any future BIS amendments to IS 4397:1999 will automatically apply. |
| Conclusion | Compliance with IS 4397:1999 is mandatory with immediate effect to ensure quality, safety, and performance of cold-rolled carbon steel strips for bearing cages and retainers. |
| References/Annexures | Gazette Notification S.O. 3716(E), dated 29th August 2024; Steel and Steel Products (Quality Control) Order, 2024; BIS Act, 2016. |
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Notification
 Cold-rolled Carbon Steel Strips for Ball and Roller Bearing Cages/Retainers (IS 4397:1999), classified under ITC (HS) codes 72091610, 72091690, 72091700, 72091800, 72299020, 72299040, 72299090, has been notified under the Steel and Steel Products (Quality Control) Order, 2024 vide S.O. 3716(E), dated 29th August 2024 by the Ministry of Steel. This order supersedes the earlier QCO S.O. 574(E), dated 5th February 2024.
Enforcement Timeline
 The Order is enforced with immediate effect from 29th August 2024.
Overview
The regulation mandates adherence to IS 4397:1999 for cold-rolled carbon steel strips used in bearing cages/retainers, ensuring safety, durability, and consistent performance.
Objective & Scope
The objective is to eliminate substandard steel strips from the domestic market by enforcing BIS certification and ISI marking, thereby enhancing reliability in bearings and rotating machinery.
Products Covered
Cold-rolled carbon steel strips specifically intended for manufacture of ball and roller bearing cages/retainers.
Exemptions Provided
 Products manufactured solely for export and conforming to buyer-specified foreign standards are exempt from BIS certification.
Industries Impacted
 The mandate directly affects bearing manufacturers, the automotive sector, railway equipment makers, aerospace and defense industries, and heavy machinery manufacturers.
Mandatory Compliance Requirements
- All covered products must conform to IS 4397:1999.
- ISI Mark under a valid BIS license (Scheme-I) is mandatory.
- Each consignment must include a BIS Test Certificate.
Next Steps for Stakeholders
- Manufacturers: File for BIS certification and update testing/documentation systems.
- Importers/Traders: Ensure suppliers hold valid BIS licenses and provide test certificates.
- Export-only Manufacturers: Keep export documentation and foreign buyer standards to claim exemption.
- Procurement Teams: Update contracts to require ISI-marked steel strips.
Legal Provisions, Enforcement & Penalties
 The order is issued under Sections 16, 17, and 25(3) of the BIS Act, 2016, with BIS as the certifying and enforcing authority. Penalties for non-compliance under Section 29 include:
- Imprisonment up to 2 years, or
- Fine not less than ₹2 lakh, extendable up to 10 times the value of goods, or both.
- Continuing offences may result in an additional fine of ₹5,000 per day.
Conclusion
Compliance with IS 4397:1999 is mandatory with immediate effect. BIS certification, ISI marking, and test documentation are essential to maintain lawful market access and guarantee product quality in bearing cage manufacturing.
Ready to start your certification journey?
Let us help you navigate regulatory challenges and achieve certification with ease. Leave us your details, and we’ll get back to you—or request a free consultation today.